Jeffrey SaxonHow Does FINRA BrokerCheck Work?BrokerCheck is a free service provided by the Financial Industry Regulatory Authority. The tool allows investors, researchers, and other…Jan 24Jan 24
Jeffrey SaxonListed Companies and Balance Sheet Cryptocurrency Holdings: What You Should KnowIn their early stages of development, the cryptocurrency platforms now in the public eye were the creation of allegedly revolutionary…Nov 2, 2022Nov 2, 2022
Jeffrey SaxonSEC Reg BI Enforcement Action Against Western International Securities for Sales of GWG L BondsThe GWG bankruptcy, initiated in April 2022, is progressing slowly through Bankruptcy court in the Southern District of Texas. For some…Aug 31, 2022Aug 31, 2022
Jeffrey SaxonMDF Law Announcement of GWG L Bond Group ArbitrationsMDF Law has announced the filing of another group arbitration on behalf of GWG L Bond investors. Our firm now represents more than 25…May 12, 2022May 12, 2022
Jeffrey SaxonGWG Bankruptcy UpdateIn the latest move for the troubled company, GWG Holdings filed for Chapter 11 bankruptcy protection on April 20, 2022. The Dallas-based…Apr 24, 2022Apr 24, 2022
Jeffrey SaxonThe Uncertain Future of Cryptocurrency RegulationAs their place in the financial mainstream solidifies, cryptocurrency creators and promoters begin in earnest to ponder regulation and…Apr 5, 2022Apr 5, 2022
Jeffrey SaxonGWG Suspends L Bond Payments IndefinitelyGWG’s Marketing of “L Bonds” to InvestorsMar 3, 2022Mar 3, 2022
Jeffrey SaxonListed Companies and Balance Sheet Cryptocurrency Holdings: What You Should KnowIn their early stages of development, the cryptocurrency platforms now in the public eye were the creation of allegedly revolutionary…Feb 28, 2022Feb 28, 2022
Jeffrey SaxonRobinhood: Counterparty Risk and Retail InvestorsHaving slowly gained a foothold as a household name over the mid to late 2010’s for its purported democratization of finance, Robinhood was…Feb 2, 2022Feb 2, 2022